Advisor at The Fiduciary Alliance
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
The Fiduciary Alliance
Location
Rochester, MN
Credentials
Series 63, Series 65
Industry experience
12 years
Christopher Klein is a financial advisor with The Fiduciary Alliance in Rochester, MN, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. His career includes roles at LifePlan Financial, LLC and IBM, as well as operating aviation-related businesses and volunteering on website design for educational materials. Outside of finance, he works as a professional and contractor pilot through FlexJet, LLC and Klein Aviation Services, LLC. The Fiduciary Alliance provides discretionary portfolio management and comprehensive financial planning primarily to individual and high-net-worth clients, as well as other investment advisers. The firm employs a client-specific investment approach that includes fundamental and technical analyses and offers access to third-party managers, operating through multiple divisions and a network of supervised investment advisor representatives.
Based on The Fiduciary Alliance
Based on The Fiduciary Alliance
Financial planning fixed fee between $500 and $40,000, negotiable
$0 - $150,000: $150,000+: Up to 2.00% annually, negotiable, blended tiered fee schedule applied to daily average account value
Commissions received from sale of securities and insurance products by registered representatives, including trail fees from mutual funds
Financial planning hourly fee $350 per hour, negotiable
Performance-based fees (carried interest) up to 25% of profits on specific alternative investments, calculated and paid at the end of the holding period
Account minimum: $150,000 Fee-only: Financial planning fixed fees from $500 up to $40,000 (negotiable); hourly financial planning fees at $350 per hour (negotiable); estate planning fees $1,000 - $3,000 (negotiable)
Rochester, MN
Minnesota
The Fiduciary Alliance
2025 - Present (1 year)
FlexJet, LLC
2023 - Present (3 years)
Sole Proprietorship dba Kingdom Consulting Services
2023 - 2023 (1 year)
Klein Aviation Services, LLC
2022 - Present (4 years)
WSE Massey Engineering & Surveying, Ltd.
2019 - 2023 (4 years)
Red Wing Aeroplane Company
2017 - 2019 (2 years)
Henle Prep Workbooks (dba Latin Prep Resources)
2017 - Present (9 years)
LifePlan Financial, LLC
2013 - 2025 (12 years)
Ibm
2007 - 2017 (10 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
Rochester, MN
Superior Financial, LLC
CFP®, Series 63, Series 66
Byron, MN
Vision Financial Planning LLC
CFP®, Series 63, Series 65
Rochester, MN
Adviser Financial Group, Inc
CFP®, Series 63, Series 66
Rochester, MN
Pulse Financial Planning
Series 65
Rochester, MN
Ataraxis Financial
Series 65
Rochester, MN
RGA Investment Advisors, LLC
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