Advisor at Principal Advised Services
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Principal Advised Services
Location
Los Angeles, CA
Credentials
Series 66
Industry experience
15 years
Los Angeles, CA
California · Iowa
Principal Advised Services
2025 - Present (1 year)
Principal Securities
2024 - Present (2 years)
PRINCIpAL LIFE INSURANCE
2024 - Present (2 years)
Cetera
2023 - 2024 (1 year)
Firestone Walker Brewing Company
2022 - Present (4 years)
CETERA Advisor Networks LLC
2018 - 2024 (6 years)
UnEMPLOYED
2017 - 2018 (1 year)
NATIONAL PLANNING CORPORATION
2016 - 2017 (1 year)
UnEMPLOYED
2016 - 2016 (1 year)
Waddell & Reed, Inc.
2007 - 2016 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Los Angeles, CA
Solomon Investment Consulting, Inc.
CFP®, Series 66
Playa Del Rey, CA
Pashman Financial LLC
Series 65
Los Angeles, CA
MDW Capital Management Corp.
Series 63
Los Angeles, CA
Haleakala Investment Advisors
Series 65
Santa Monica, CA
Joseph C. Longo, Attorney At Law
CFP®, Series 66
Santa Monica, CA
Guttman Financial Planning
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