Advisor at Gradient Investments, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Gradient Investments, LLC
Location
La Grange, NC 28551
Credentials
Series 63, Series 65
Industry experience
16 years
Client Directed Accounts flat fee of $300 annually; $60 annual administrative fee per account
$0+: 2.00% annually for Strategic Portfolios $0+: 1.80% annually for Tactical Portfolios $0+: 1.70% annually for Allocation & Defined Outcome Portfolios $0+: 1.00% annually for Preservation Portfolios $0+: 1.50% annually for Private Wealth Series
Account minimum: $25,000 for Preservation portfolios; $50,000 for Allocation portfolios; $100,000 for Strategic and Tactical portfolios; $250,000 for Private Wealth Series Horizon portfolio; $100,000 for Private Wealth Series Income Edge portfolio; accounts of lesser value may be accepted at firm's discretion. Fee-only: Client Directed Accounts charged a flat fee of $300 annually
Gradient Investments, LLC
2015 - Present (11 years)
Foss Wealth Management Inc.
2007 - Present (19 years)
The Foss Agency Inc
1991 - Present (35 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Goldsboro, NC
Edward Jones
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Edward Jones
Series 66
Kinston, NC
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Series 65
Dudley, NC
Right Path Financial Planning, L.L.C.
PFS™, Series 63, Series 65
Goldsboro, NC
Physicians Financial Services, Inc.
Series 66
Goldsboro, NC
Credit Union Investment Services
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