Cary Posner
Advisor at LPL Enterprise
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Cary Posner is a financial advisor at LPL Enterprise with 32 years of industry experience. He holds a Series 63 designation and previously worked at Pruco Securities, LLC for 31 years before joining LPL Enterprise in 2024. LPL Enterprise provides advisory services through a large network of investment adviser representatives to individuals, retirement plans, charitable organizations, and corporate clients. The firm offers financial planning, access to model wealth portfolios, and third-party asset management programs, combining advisory and brokerage products.
Client services
Based on LPL Enterprise
Financial planning
Portfolio management
Educational seminars or workshops
Consulting and other non-discretionary advisory services
Consulting and other non-discretionary advisory services
Fee options
Flat fees for financial planning services as negotiated with the IAR.
Up to $500 per hour for financial planning and consulting services.
Fee-only: Financial planning fees typically range from $0 to $15,000 or up to $500 per hour, negotiable and may be discounted or complimentary.
Location
3218 Watson Blvd.
Endwell, NY 13760
Most active in
Cary P has reported serving >5 clients in these states in the last 12 months.
New York
Work history
LPL Enterprise
2024 - Present (2 years)
Pruco Securities, LLC.
1993 - 2024 (31 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Lynn P
Series 65
Binghamton, NY
Alpha Zero LLC
Gregory L
Series 66
Vestal, NY
Lesko Securities Inc.
Emil B
Series 63
Endicott, NY
Ashton Thomas Securities, LLC
Alex I
Series 65
Binghamton, NY
S.E.E.D. Planning Group, LLC
Bradley E
Series 63, Series 65
Binghamton, NY
S.E.E.D. Planning Group, LLC
Hannah B
Series 65
Binghamton, NY
S.E.E.D. Planning Group, LLC
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