Advisor at Uprise Advisers LLC
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Caroline Petty is a CFP® professional with seven years of industry experience. She currently works at Uprise Advisers LLC and serves as Head of Financial Planning Operations at Ontrail, Inc. Her prior experience includes roles at Raymond James Financial and Gannett Company, Inc. Uprise Advisers LLC provides financial planning services primarily to individual clients through an asynchronous digital platform, focusing on securities allocation strategies and tailored recommendations. The firm operates on fixed pricing and partners with third-party companies to extend planning access, offering a platform-oriented approach without managing assets directly.
Based on Uprise Advisers LLC
$100 per hour for services exceeding five hours per month, subject to increase, waiver, or partial waiver.
Annual financial planning fees billed quarterly: $1,800/year ($450/quarter) or $3,200/year ($800/quarter) options.
Fee-only: Financial planning fixed fees of $1,800 per year (billed quarterly at $450) or $3,200 per year (billed quarterly at $800) for enhanced service including video calls; additional hourly fees of $100/hour for services exceeding five hours per month (subject to increase, waiver, or partial waiver). Fees are negotiable and may be modified or waived at UAL's discretion.
Tampa, FL
California · Florida · Nevada · New York · Tennessee
Uprise Advisers LLC
2022 - Present (4 years)
Ontrail, Inc.
2022 - Present (4 years)
Raymond James Financial
2019 - 2022 (3 years)
Raymond James Financial
2016 - 2018 (2 years)
Florida State University
2012 - 2016 (4 years)
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Insurance agent
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
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Other specialized services
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CFP®
Lithia, FL
Southshore Financial Planning
Hi, I'm Chris - Founder and Financial Planner at Southshore Financial Planning. I enjoy partnering with individuals and families to guide them to and through retirement so they can live life to the fullest. This is accomplished by first taking a deep dive into where clients are now financially and where they want to be. Then ideas are weaved together in the areas of cash flow, investments, taxes, insurance, debt and estate planning into one financial roadmap. Professionally, I am a CFP® Practitioner and have two finance-related degrees from the University of North Florida. My entire 19 year career has been dedicated to serving individuals and families in the financial services industry. Before founding Southshore Financial Planning, I spent 11 years at one of the largest financial institutions in the country where I was directly responsible for a $700 million client practice. On a personal note, my wife Heather and I are parents to three wonderful boys. In our free time we enjoy spending time with family, traveling, fishing, and watching the Tampa Bay Lightning.
Series 65
Tampa, FL
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CPA Synced Financial
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Capital Advisory Group
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