Advisor at Asset Investment Solutions, LLC
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Firm
Asset Investment Solutions, LLC
Location
Fort Mill, SC
Credentials
Series 63, Series 65
Industry experience
26 years
Carlton Phillips is a financial advisor at Asset Investment Solutions, LLC in Fort Mill, SC, with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms, including Motiv8 Investments LLC and Brookstone Capital Management LLC. Phillips is also an independent insurance agent and hosts free educational seminars. Asset Investment Solutions, LLC is an independent advisory firm serving individuals and high-net-worth clients by providing financial planning and referring clients to third-party investment advisers for portfolio management. The firm emphasizes customized asset allocation models based on client goals and risk tolerance, with implementation and trading conducted by recommended third-party advisers while maintaining ongoing monitoring and review.
Based on Asset Investment Solutions, LLC
Based on Asset Investment Solutions, LLC
Fixed fee ranges from $495 to $5,000, negotiable
1.00% annually
$200 per hour, negotiable
Fort Mill, SC
North Carolina · South Carolina
Asset Investment Solutions LLC
2018 - Present (8 years)
Motiv8 Investments LLC
2017 - 2018 (1 year)
Brookstone Capital Management LLC
2015 - 2016 (1 year)
Asset Management Consultants Inc
1994 - Present (32 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 65
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Series 63, Series 66
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PB Wealth, LLC
My Financial Background: I am a CFA® Charterholder and CFP® Professional. For over a decade I served in various roles at Morgan Stanley and BNP Paribas in the New York metro area before relocating to Charlotte, North Carolina in 2021 where I was most recently a Vice President at Bank of America. Why I founded PB Wealth: I started PB Wealth to make a real impact in people’s lives, specifically focusing on professionals and families who may have some time before they retire, but they are in their peak decision-making years and need someone that truly invests in and empowers them. Starting my own RIA has given me the flexibility and independence I need to serve clients in their best interest, without compromise. My Mission: I believe a financial advisor should meet you where you are, whether you’re just starting out or whether you’re in your peak earning years, it should not matter. My mission is to help you build a life that is truly meaningful to you and that starts with getting to know who you are and what matters most to you.
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Matthews, NC
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Series 65
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