Advisor at Ocean Financial Advisors LLC
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Firm
Ocean Financial Advisors LLC
Location
Miami, FL 33126
Credentials
Series 63, Series 65
Industry experience
8 years
Carlos Pena Velazco is a financial advisor with Ocean Financial Advisors LLC in Miami, FL, holding Series 63 and Series 65 credentials and eight years of industry experience. His prior roles include positions at Bolton Global Capital, Wells Fargo, and Citibank. He also serves as a Vice President Banker in wealth management at Ocean Bank. Ocean Financial Advisors provides discretionary and non-discretionary investment management, model portfolio implementation, and consulting services primarily to high-net-worth individuals and trusts. The firm utilizes a range of strategies and maintains affiliations with a banking institution and broker-dealer, serving both U.S. and international clients.
Consulting services may be charged a fixed fee, negotiated and agreed upon in written contract.
Up to 2.0% annually (negotiable)
Clients may pay commissions on brokerage accounts established with affiliated broker-dealer OFS, but advisory fees do not include commissions. Advisory clients whose trades are executed through OFS are not charged commissions on the transactions.
Consulting services may be charged on an hourly basis, fee rate negotiated with client and agreed upon in written contract.
Account minimum: $500,000
780 Nw 42 Nd Avenue, Suite 500
Miami, FL 33126
Florida
Ocean Financial Advisors
2023 - Present (3 years)
Ocean Financial Services
2023 - Present (3 years)
Ocean Bank
2023 - Present (3 years)
Bolton Global Capital
2021 - 2023 (2 years)
Bolton Global Asset Management
2021 - 2023 (2 years)
Wells Fargo Clearing
2016 - 2021 (5 years)
WELLS FARGO Advisors, LLC
2016 - 2016 (1 year)
CITIBANK
2010 - 2016 (6 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
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CFP®, ChFC®, Series 63, Series 65
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CFP®, CFA®, ChFC®, Series 63, Series 65, Series 66
Miami, FL
Mendoza Private Wealth
Series 65
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Private Lane Capital, LLC
Series 65
Miami, FL
BlueReef Capital
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