Advisor at Ocean Financial Advisors LLC
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Firm
Ocean Financial Advisors LLC
Location
Miami, FL 33126
Credentials
Series 66
Industry experience
2 years
Carlos Da Gama is a financial advisor at Ocean Financial Advisors LLC in Miami, FL, holding a Series 66 designation with two years of industry experience. Prior to joining Ocean Financial Advisors, he worked at Ocean Bank, Banesco USA, and Regions Bank. He is also involved in business development at Ocean Bank. Ocean Financial Advisors provides discretionary and non-discretionary investment management, model portfolio implementation, and consulting services primarily to high-net-worth individuals and trusts, utilizing a range of investment strategies and maintaining affiliations with a banking institution and broker-dealer.
Consulting services may be charged a fixed fee, negotiated and agreed upon in written contract.
Up to 2.0% annually (negotiable)
Clients may pay commissions on brokerage accounts established with affiliated broker-dealer OFS, but advisory fees do not include commissions. Advisory clients whose trades are executed through OFS are not charged commissions on the transactions.
Consulting services may be charged on an hourly basis, fee rate negotiated with client and agreed upon in written contract.
Account minimum: $500,000
780 Nw 42 Nd Avenue, Suite 500
Miami, FL 33126
Florida
Ocean Bank
2023 - Present (3 years)
Banesco USA
2017 - 2023 (6 years)
Regions Bank
2015 - 2017 (2 years)
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Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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