Carla Roik
Advisor at Legacy Wealth Group
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Legacy Wealth Group
Location
Las Vegas, NV 89117
Credentials
Series 66
Industry experience
21 years
About
Carla Roik is a financial advisor at Legacy Wealth Group with 20 years of industry experience. She holds the Series 66 designation and has worked at Avantax, Cetera Wealth Services, Ellsworth & Stout CPAs, and LPL Financial. Outside of her advisory role, she serves as a co-trustee of a family trust and is a board member of a homeowner association in Duck Creek, Utah. Legacy Wealth Group provides portfolio management, pension consulting, and financial planning to pension and profit-sharing plans, corporations, charitable organizations, and individuals. The firm combines modern portfolio theory with technical analysis and implements a range of investment strategies across various asset classes, managing accounts on a discretionary basis with ongoing monitoring and quarterly reporting.
Client services
Based on Legacy Wealth Group
Financial planning
Portfolio management
Pension consulting
Expertise
Based on Legacy Wealth Group
Options & derivatives strategies
Annuities
Real estate investing
Fee options
Between $1,000 and $5,000 for financial planning
$0 - $250,000: 1.50% $250,001 - $500,000: 1.40% $500,001 - $750,000: 1.35% $750,001 - $1,000,000: 1.20% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.80% $10,000,001+: 0.60%
Between $75 and $200 per hour
Fee-only: Fixed fees between $1,000 and $5,000; Hourly fees between $75 and $200
Location
7881 W Charleston Blvd, Ste 155
Las Vegas, NV 89117
Most active in
Carla R has reported serving >5 clients in these states in the last 12 months.
Nevada · Texas
Work history
Purshe Kaplan Sterling Investments
2026 - Present (1 year)
Legacy Wealth Group, LLC
2026 - Present (1 year)
Avantax and Cetera Wealth Services
2021 - 2026 (5 years)
Ellsworth & Stout CPAs
2020 - 2026 (6 years)
LPL Financial
2003 - 2020 (17 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Series 63, Series 66
Las Vegas, NV
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Las Vegas, NV
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Erica R
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Las Vegas, NV
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Earl C
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Las Vegas, NV
Crinite Financial Strategies
Prasad Y
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Las Vegas, NV
Interval Capital Management, LLC
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