Advisor at Alpha Advisors, LLC
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Firm
Alpha Advisors, LLC
Location
Lakeland, FL 33801
Credentials
Series 66
Industry experience
20 years
Carl Dockery is a financial advisor with Alpha Advisors, LLC, holding a Series 66 designation and 20 years of industry experience. He has served as a director of Aytu BioScience, Inc., a biotech company focused on treatments for complex central nervous system diseases, since 2016. Dockery is also involved in managing several private investment and holding companies. Alpha Advisors serves individuals, business entities, trusts, estates, and charitable organizations with discretionary and non-discretionary portfolio management, financial planning, and consulting services. The firm constructs diversified portfolios using domestic and international equities, fixed income, tactical and alternative strategies, and sponsors affiliated private limited partnerships for qualified clients.
Based on Alpha Advisors, LLC
Based on Alpha Advisors, LLC
Financial planning and consulting services fixed fees generally range from $500 to $2,500
$0 - $1,000,000: 1.50% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $4,000,000: 0.80% $4,000,000+: Negotiable
Insurance and real estate products sold on commission basis by principals in separate capacities; clients not obligated to purchase
Financial planning and consulting services hourly fees range from $150 to $200 per hour
Account minimum: $250 minimum annual fee Minimum fee: Minimum annual fee of $250 for investment advisory services, may be reduced or waived based on criteria Fee-only: Fee-only basis; no commissions on investment advisory services
117 N Massachusetts Ave
Lakeland, FL 33801
Florida
Dockery Real Properties, LLC
2023 - Present (3 years)
Doc's Family Co, LLC
2023 - Present (3 years)
Alpha Farm Holdings, LLC
2022 - Present (4 years)
Alpha Investment Holdings, LLC
2021 - Present (5 years)
Aytu Bioscience, Inc.
2016 - Present (10 years)
Cytodyn, Inc.
2014 - 2019 (5 years)
Alpha Advisors Insurance Agency, LLC
2013 - Present (13 years)
Alpha Venture Capital Management, LLC
2010 - Present (16 years)
Alpha Advisors, LLC
2006 - Present (20 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFA®, Series 66
Winter Haven, FL
EmeraldSpark Investments
Series 63, Series 65
Winter Haven, FL
IPLAN
CFP®, Series 63
Lakeland, FL
Henley Advisors, LLC
Series 63, Series 65
Valrico, FL
AFT, Forsyth and Company, Inc.
Series 63, Series 65
Lakeland, FL
Capstone Wealth Management Corp.
CFP®
Lakeland, FL
James I. Black & Company
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