Brock Eson
Advisor at RFG Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
RFG Advisory, LLC
Location
Madison, AL 35758
Credentials
Series 63, Series 65
Industry experience
18 years
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Fee options
Financial planning and consulting flat fees negotiated up to $50,000.
$0+: Up to 2.35% annually (Financial Advisor determines individual fee schedules which can be flat, linear, or tiered) $0+: RFG annual platform fee up to 0.50% $0+: Bluemonte strategist fee up to 1.00% $0+: Third-party investment manager platform fees vary Under $10,000+: $10 per month platform fee charged by SMArtX
Some Financial Advisors receive commissions from sale of securities and insurance products; RFG Advisory receives portion of these commissions for administrative support.
Hourly charges reported in Form ADV Part 1 but not specifically detailed in brochure.
Account minimum: Determined by individual Financial Advisors or Third-Party Managers; varies and may be negotiated; not explicitly stated in brochure Fee-only: Financial planning and consulting flat fees up to $50,000, negotiated per engagement; Retirement Plan Consulting fees up to 1.00% of plan assets, negotiated; Annuity management fees up to 1.15% annually plus up to 0.45% platform fee.
Work history
RFG Advisory, LLC DBA Investor's Resource
2020 - Present (6 years)
Private Client Services
2020 - 2025 (5 years)
MML investors Services, LLC
2017 - 2020 (3 years)
Massachusetts Mutual Life Insurance Company
2016 - 2020 (4 years)
Metlife Securities Inc.
2015 - 2020 (5 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Lee D
CFP®, ChFC®, Series 66
Madison, AL
Edward Jones
James F
CFP®, Series 63, Series 66
Huntsville, AL
Edward Jones
Melissa H
Series 66
Huntsville, AL
Edward Jones
Stephanie D
Series 66
Huntsville, AL
Edward Jones
Lefranc J
Series 63, Series 65, Series 66
Huntsville, AL
Merrill
Lefranc Joseph is a Financial Advisor at Merrill Lynch Wealth Management. He works closely with clients to define their financial goals and implement portfolio strategies designed to help them achieve those objectives. Lefranc offers ongoing advice and adapts client plans as their situations evolve, focusing on areas including college education planning, legacy planning, managing new wealth, personal retirement planning, portfolio management services, retirement income, and sports & entertainment. He holds a Bachelor's Degree from Fairleigh Dickinson University and has earned professional designations including Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA). Lefranc is fluent in both French and English and is affiliated with Merrill Lynch Wealth Management. Beyond his professional work, he is involved in his local church and has personal interests in basketball, music, running, and soccer.
Robert S
Series 66
Madison, AL
Edward Jones
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