Brittany Cates
Advisor at J.M. Arbour, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
J.M. Arbour, LLC
Location
Gardiner, ME 04345
Credentials
Series 65
Industry experience
< 1 year
About
Brittany Cates is a financial advisor at J.M. Arbour, LLC with a Series 65 designation and one year of industry experience. Prior to joining J.M. Arbour Wealth Management, she worked at Nale Law Offices for eight years and has been self-employed as an artist since 2020. Outside of finance, she creates oil paintings and is involved in advertising her artwork. J.M. Arbour provides investment advisory and financial planning services to individuals, retirement plans, trusts, estates, and other entities. The firm offers discretionary portfolio management and financial planning, managing client strategies primarily through sub-advisers and third-party model providers, and serves as the investment manager for series-structured private funds.
Expertise
Based on J.M. Arbour, LLC
Retirement income strategy
General tax planning
Annuities
College savings (529s, UTMA, etc.)
Wealth management
Fee options
Fixed fee up to $5,000 for financial planning services
$0 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.90% $10,000,000+: Negotiable
Commission-based compensation for insurance products sold by dually licensed Associated Persons
Up to $400 per hour for financial planning services
Carried interest distribution for Fund investments; performance fees can exceed 3.00% of assets under management
$50 annual administrative and technology fee for all accounts (managed and non-managed) included in portfolio management systems
Fee-only: Financial Planning: up to $400/hour or fixed fee up to $5,000
Location
1 Brunswick Avenue
Gardiner, ME 04345
Most active in
Brittany C has reported serving >5 clients in these states in the last 12 months.
Maine
Work history
J.M. Arbour Wealth Management, LLC
2025 - Present (1 year)
Self-employed
2020 - Present (6 years)
Nale Law Offices
2017 - 2025 (8 years)
TD Bank
2016 - 2017 (1 year)
TD Bank
2016 - 2016 (1 year)
Ruby Tuesday
2015 - 2016 (1 year)
Kennebec Dance Center
2015 - 2016 (1 year)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Jac A
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