Advisor at Raymond James Financial
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Firm
Raymond James Financial
Location
Sparta, IL 62286
Credentials
Series 63, Series 65
Industry experience
31 years
Brian Patton is a financial advisor with Raymond James Financial Services Advisors, Inc., holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. His prior roles include positions at Commonwealth Financial Network and Investment Centers of America, Inc., as well as a longstanding association with First National Bank of Sparta. Outside of his advisory work, he manages a small residential rental property with family members and provides fixed annuities and life insurance products through his own business. Raymond James Financial Services Advisors, Inc. serves a diverse client base ranging from individual investors to institutional entities, offering financial planning and non-discretionary investment consulting. The firm emphasizes advisory and implementation support, utilizing asset-allocation analysis and firm research, and maintains a broad affiliate network to support municipal and institutional clients.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees may be charged for planning and/or investment consulting services
Commissions are charged in brokerage accounts when implementing financial plans or recommendations; fees and commissions may be offset or discounted for legacy clients.
Hourly rates for planning and/or investment consulting services generally up to $400 per hour
Fee-only: Hourly fees generally up to $400 per hour; fees may also be fixed (flat) dollar amounts or a percentage of assets under advisement not to exceed 2.25%
101 W Broadway St
Sparta, IL 62286
Illinois · Texas
Raymond James Financial Services, Inc.
2025 - Present (1 year)
Raymond James Financial Services Advisors, Inc.
2025 - Present (1 year)
Commonwealth Financial Network
2017 - 2025 (8 years)
First National Bank of Sparta
1998 - Present (28 years)
Investment Centers of America, Inc.
1998 - 2017 (19 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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