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Brian Springberg

Advisor at OSAIC

Updated today

Location

Lake Havasu City, AZ 86403

Credentials

CFP®, Series 63

Industry experience

30 years

About

Brian Springberg is a financial advisor with OSAIC, holding CFP® and Series 63 credentials and bringing 30 years of industry experience. His prior roles include a decade at SagePoint Financial and over two decades at Springberg, Mcandrew Financial Services. He serves as a board member of LifePoint Hospital, advising on community health care needs. OSAIC Wealth, Inc. is an SEC-registered investment adviser and FINRA member broker-dealer serving a diverse client base, including individual investors, pension plans, corporations, and charitable organizations. The firm utilizes a comprehensive investment process combining risk tolerance assessments and portfolio optimization tools, supporting thousands of advisors and managing approximately $200 billion in assets.

Client services

Based on OSAIC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on OSAIC

Annuities

Occupation focus

Based on OSAIC

Founder/Business Owner Executive Retired

Fee options

Fixed

Fixed or flat fees for financial planning and consulting services generally up to $25,000, can exceed for high net worth individuals; Non-Discretionary Investment Advisory Services fixed fees from $500 to $15,000; Retirement Plan Consulting Services fixed fees from $1,000 to $100,000.

Percentage

$0 - $5,500: Negotiable, varies by Advisory Representative and program $5,500 - $10,000: Negotiable, varies by Advisory Representative and program $10,000+: Negotiable, varies by Advisory Representative and program

Commissions

Advisory Representatives may receive commissions as registered representatives or insurance agents for securities or insurance product sales outside advisory accounts.

Project-based

$0 - $750 per hour for financial planning and consulting services, Non-Discretionary Investment Advisory Services, and Retirement Plan Consulting Services.

Other

Account minimum: $5,500 to $10,000 depending on program Fee-only: Advisory fees negotiated individually by Advisory Representatives; often asset-based fees with wrap or non-wrap structures; fees can be up to 3% annually for Plan Participant Retirement Program; fee schedules vary by program and Advisory Representative.

Location

10 Acoma Blvd S Ste 102

Lake Havasu City, AZ 86403

Most active in

California · Nebraska · Nevada · South Dakota · Texas · Virginia

Work history

OSAIC

2023 - Present (3 years)

SagePoint Financial

2013 - 2023 (10 years)

Springberg, Mcandrew Financial Svs

2002 - Present (24 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Marianne N

CFP®

Lake Havasu City, AZ

Imagine Financial Services

FINANCIAL CLARITY, EDUCATION, AND PEACE OF MIND FOR WOMEN From one woman to another, I understand the unique challenges you face in having an empowered relationship with your money. I am here to help you navigate your finances, no matter what your stage of life. I CAN’T WAIT TO MEET YOU! Please schedule a complimentary, no-obligation first appointment. This gives us the chance to chat, get to know one another, and determine if my services are going to be a good fit for you You can reach me directly with an email to mnolte@imaginefinancialservices.com, give me a call at (760) 472-5155, or tap that big blue button to the left that reads "Contact Marianne Nolte". Best regards, Marianne M Nolte, CFP® Imagine Financial Services www.imaginefinancialservices.com Read Marianne's blog posts here: https://www.imaginefinancialservices.com/blog

General retirement planning Women's Finance Baby Boomers (Born 1946-1964)
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Walter R

Series 63, Series 65

Lake Havasu City, AZ

American Independent Securities Group, LLC

Walter Ruddiman is a financial advisor with American Independent Securities Group, LLC, holding Series 63 and Series 65 registrations and bringing 29 years of industry experience. He has worked at American Independent Securities Group since 2005 and has been the owner of Ruddiman Insurance Agency Inc. since 1980, specializing in life and health insurance sales and service. American Independent Securities Group provides investment advisory and financial planning services to a diverse client base, including individual investors, pension plans, charitable organizations, and corporations. The firm offers tailored portfolio management and access to multiple custodial and advisory platforms, managing most assets on a non-discretionary basis while maintaining an affiliated FINRA broker-dealer.

Options & derivatives strategies
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Jaimi D

Series 63, Series 66

Lake Havasu City, AZ

Mercer Global Advisors Inc.

Jaimi Dennehy is a financial advisor at Mercer Global Advisors Inc. with 15 years of industry experience. She holds Series 63 and Series 66 designations and has worked at firms including J.P. Morgan Securities Inc. and Cresset Asset Management, LLC. Dennehy serves as a board member of the Western Arizona Humane Society. Mercer Global Advisors provides investment advisory and planning services to a diverse client base, including individuals, high-net-worth families, small business owners, and nonprofit organizations. The firm’s investment approach emphasizes globally diversified, risk-appropriate portfolios using low-cost index vehicles and multi-factor strategies, along with comprehensive financial and retirement planning services.

Private / alternative investments Options & derivatives strategies ESG / Sustainable investing Concentrated stock management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive Retired Women Professionals Established Professionals
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George M

Series 63, Series 65

Lake Havasu City, AZ

Centaurus Financial, Inc.

George Martell is a financial advisor at Centaurus Financial, Inc. with 31 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Crown Capital Securities, LP for 16 years. In addition to his advisory role, he is an agent for medical, dental, and employee ancillary insurance group plans, primarily serving 401(k) clients. Centaurus Financial, Inc. provides advisory services through a network of independent representatives to individuals, families, businesses, and institutions. The firm offers financial planning, investment management, access to third-party managers, and retirement-plan advisory services.

Income planning Social Security optimization College savings (529s, UTMA, etc.) Founder/Business Owner Retired

Brandon W

Series 66

Lake Havasu City, AZ

Edward Jones

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business exit / sale strategy Wealth management Founder/Business Owner

Scott H

Series 66

Lake Havasu City, AZ

Edward Jones

Retirement income strategy General retirement planning College savings (529s, UTMA, etc.) Wealth management
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