Advisor at Raymond James Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Raymond James Financial
Location
Sturgis, MI 49091
Credentials
Series 63, Series 65
Industry experience
24 years
Brian Oswald is a financial advisor with Raymond James Financial Services Advisors, Inc., holding Series 63 and Series 65 credentials and 24 years of industry experience. He has worked at Sturgis Bank & Trust and LPL, and serves as a director and vice president of Oakleaf Financial Services. Oswald is also a finance and investment committee member for Locust Grove Church. Raymond James Financial Services Advisors, Inc. serves a diverse client base including individual investors, high-net-worth and institutional clients, providing financial planning and non-discretionary investment consulting. The firm emphasizes tailored financial plans developed through detailed client interviews and risk profiling, with a notable focus on non-discretionary advisory services supported by a broad affiliate network.
Based on Raymond James Financial
Based on Raymond James Financial
Fixed (flat) dollar fees may be charged for planning and/or investment consulting services
Commissions are charged in brokerage accounts when implementing financial plans or recommendations; fees and commissions may be offset or discounted for legacy clients.
Hourly rates for planning and/or investment consulting services generally up to $400 per hour
Fee-only: Hourly fees generally up to $400 per hour; fees may also be fixed (flat) dollar amounts or a percentage of assets under advisement not to exceed 2.25%
125 East Chicago Road
Sturgis, MI 49091
Michigan
Sturgis Bank & Trust
2019 - Present (7 years)
Sturgis Bank & Trust Co.
2019 - 2019 (1 year)
Oakleaf Financial Services
2018 - Present (8 years)
Oakleaf Financial
2018 - 2019 (1 year)
Raymond James Financial Services, inc.
2016 - Present (10 years)
Raymond James Financial Services Advisors INC.
2016 - Present (10 years)
LPL
2007 - 2016 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 63, Series 65
Three Rivers, MI
United Advisors America
CFP®, Series 63
Sturgis, MI
Raymond James Financial
Series 63, Series 66
Sturgis, MI
LPL Financial
Series 66
Three Rivers, MI
Ameriprise
Series 63, Series 66
Lagrange, IN
LPL Financial
Series 66
Sturgis, MI
Raymond James Financial
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