Advisor at Northwestern Mutual Investment Management
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Firm
Northwestern Mutual Investment Management
Location
Portland, OR 97201
Credentials
Series 63, Series 65
Industry experience
15 years
Brian Emmett is a financial advisor with Northwestern Mutual Investment Management in Portland, OR. He holds Series 63 and Series 65 licenses and has 15 years of industry experience. His prior work includes roles at Thomas Stewart, Gaylord E Davis, and Andrew Thomas Usher. Northwestern Mutual Investment Services, LLC primarily provides referral services to insurance and securities brokerage clients and offers non-discretionary fixed-income advice to other investment advisers. The firm screens and refers clients to third-party Sponsors and advises other advisers on fixed-income execution and bond laddering without managing client accounts directly.
Based on Northwestern Mutual Investment Management
200 Sw Market St, Ste 1600
Portland, OR 97201
Oregon
Thomas Stewart
2024 - Present (2 years)
Gaylord E Davis
2012 - 2024 (12 years)
Andrew Thomas Usher
2012 - 2024 (12 years)
Northwestern Mutual Investment Management
2010 - Present (16 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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