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Brian Crawley

Advisor at Diazo, LLC

Updated today

Location

Henderson, NV 89052

Credentials

CFP®, Series 63, Series 65

Industry experience

8 years

About

Brian Crawley is a CFP® professional with eight years of experience in the financial advisory industry. He is currently with Diazo, LLC and has previously worked at firms including Goldman Sachs PFM, Innovative Adviser Solutions, and Hightower Advisors. Diazo, LLC provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients. The firm employs a multi-method investment process and incorporates tools to document client risk tolerances, offering a range of investment options including mutual funds, equities, fixed income, and private placements.

Client services

Based on Diazo, LLC

Financial planning Portfolio management

Expertise

Based on Diazo, LLC

Options & derivatives strategies Private / alternative investments Annuities

Fee options

Fixed

Between $1,000 and $5,000 for financial planning

Percentage

$0 - $999,999: 1.40% $1,000,000 - $2,999,999: 1.10% $3,000,000+: 0.90%

Location

2534 Anthem Village Dr, Suite 100

Henderson, NV 89052

Most active in

Nevada

Work history

Diazo, LLC

2023 - Present (3 years)

Innovative Adviser Solutions, LLC

2022 - 2023 (1 year)

Goldman Sachs PFM

2021 - 2022 (1 year)

Consulting

2020 - 2021 (1 year)

Redrock Wealth Management

2020 - 2020 (1 year)

Arista Wealth Management

2020 - 2020 (1 year)

Hightower Securities LLC

2016 - 2020 (4 years)

Hightower Advisors

2016 - 2020 (4 years)

Anderson Business Advisors

2015 - 2016 (1 year)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Jason H

Series 65

Henderson, NV

Ensourceful, Inc.

Jason Holloway is a financial advisor at Ensourceful, Inc. with one year of industry experience. He holds a Series 65 designation and has worked at Nevada Technical Associates, Inc. since 2008. Outside of finance, he is president of Hollowhead, Inc., a small business focused on virtual reality, augmented reality, and AI software. Ensourceful, Inc. provides customized investment advice and comprehensive financial planning primarily for individual retail investors. The firm emphasizes a consultative approach with fundamental security analysis and scenario-based portfolio strategies, focusing on robustness and resilience rather than solely historical-model optimization.

General retirement planning Tax-loss harvesting Roth conversion strategy
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Seth G

Series 65

Henderson, NV

SG Financial Group, LLC

Seth Gutierrez is a financial advisor at SG Financial Group, LLC with two years of industry experience. He holds a Series 65 designation and has worked in the Clark County Financial Crimes Division since 2013. In addition to his advisory role, he practices law as an estate planning attorney, managing an affiliated law firm focused on wills, trusts, and probate. SG Financial Group, LLC provides portfolio management and investment advisory services to a small client base, utilizing a non-discretionary approach that combines fundamental analysis, modern portfolio theory, and technical analysis to construct long-term portfolios with mutual funds, ETFs, equities, and fixed-income securities.

Wealth management Passive / index investing Active portfolio management
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De G

Series 65

Las Vegas, NV

GAO Investments

De Gao is the sole advisor at GAO Investments, holding a Series 65 designation with eight years of industry experience. His prior work includes roles at Canopy Mortgage and Appliance Recycling Centers of America Inc, and he has been involved with Live Venture since 2012. GAO Investments provides portfolio management services to institutions and high-net-worth clients, employing both fundamental and technical analysis with active strategies including options and margin. The firm operates as a single-officer advisory entity and uses a performance-based compensation model billed by invoice rather than a percentage-of-assets fee.

Active portfolio management Options & derivatives strategies
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Howard H

Series 63, Series 65

Henderson, NV

Oak Bay Financial, LLC

Howard Hopkinson II is a financial advisor at Oak Bay Financial, LLC with over 20 years of experience in the financial services industry. He holds Series 63 and Series 65 licenses and has worked with firms including Securities Management and Research, Inc and American National Insurance. In addition to his advisory role, he is involved with Oak Bay Insurance LLC, where he is licensed to sell insurance products. Oak Bay Financial, LLC serves pooled vehicles, pension plans, institutional clients, businesses, and individuals. The firm focuses on asset allocation and passive investment management using index funds and ETFs, complemented by fundamental and technical analysis, while providing pension consulting and participant education services.

Business ownership considerations Tax strategies for small businesses Retirement income strategy Cash flow / budgeting Founder/Business Owner
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Scott G

Series 65

Las Vegas, NV

Sterling Wealth Management

Scott Gardner is the principal advisor of Sterling Wealth Management in Las Vegas, NV, holding a Series 65 license with seven years of industry experience. He has been with Sterling Wealth Management since 2015 and also operates Century Commercial Realty Advisors and Nevada Management Services, providing real estate brokerage and commercial registered agent services. Outside of his advisory role, he engages in real estate brokerage and entity registration services, which he offers to clients as separate activities. Sterling Wealth Management serves primarily high-net-worth individuals, trusts, estates, and select institutional clients, offering discretionary portfolio management and financial planning. The firm employs a diverse investment approach that includes fundamental, quantitative, technical, cyclical, and charting analyses, utilizing leverage, options, and derivatives, while maintaining a small client base and incorporating the principal’s other business activities.

Options & derivatives strategies College savings (529s, UTMA, etc.) Annuities Real estate investing Founder/Business Owner
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David L

Series 63, Series 65

Henderson, NV

Spirit Investment Advisors

Wealth management
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