Advisor at Forthright Capital
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Benjamin Kaplan is a financial advisor with Forthright Capital Advisory in Ewa Beach, HI, holding a Series 66 designation and five years of industry experience. He previously worked at First Command Insurance Services and its affiliated entities from 2020 to 2023. Outside of his advisory role, he is the founder of AOK Tickets LLC, a business that facilitates the transfer of concert tickets and entertainment passes through online platforms. Forthright Capital Advisory serves individual clients, employer plan sponsors, corporations, and charitable organizations by providing discretionary portfolio management, financial planning, and employee benefit plan services. The firm primarily employs a passive investment approach using index mutual funds and ETFs, applying Modern Portfolio Theory alongside other analytical methods.
Based on Forthright Capital
Based on Forthright Capital
Project-Based Financial Planning: $2,000 to $10,000 fixed fee, negotiable
$0 - $1,000,000: 2.25% $1,000,001 - $2,500,000: 2.00% $2,500,001 - $5,000,000: 1.75% $5,000,001 - $10,000,000: 1.50% $10,000,001+: Negotiable
$300 per hour for financial planning engagements, negotiable
Ongoing Financial Planning: $250 per month, paid monthly in arrears
Minimum fee: Annual $75 tech fee for accounts over $1,000; max $150 per household Fee-only: Ongoing Financial Planning: $1,000 upfront plus $250/month; Project-Based Planning: $2,000–$10,000 fixed fee; Hourly Planning: $300/hour
Ewa Beach, HI
Hawaii · Washington
Forthright Capital Partners
2023 - Present (3 years)
Forthright Capital Advisory
2023 - Present (3 years)
First Command Insurance Services , Inc
2021 - 2023 (2 years)
First Command Brokerage Services, Inc
2021 - 2023 (2 years)
First Command Advisory Services , Inc
2021 - 2023 (2 years)
First Command Brokerage Services Inc
2020 - 2021 (1 year)
AOK Tickets
2016 - Present (10 years)
Xero Ltd
2014 - 2018 (4 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
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Lawyer
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Real estate agent
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Other specialized services
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Series 63, Series 65
Honolulu, HI
The Retirement Optimization Group, LLC
Series 63, Series 66
Honolulu, HI
Seacap Advisors, LLC
Series 65
Honolulu, HI
HFIR LLC
Series 65
Honolulu, HI
ECS Wealth Strategies
CFP®, Series 63, Series 65
Honolulu, HI
Apollo Wealth Management, Ltd.
CFP®, Series 63, Series 65
Honolulu, HI
CRL Advisors
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