Anthony Caiola
Advisor at Charles Schwab
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Charles Schwab
Location
Orlando, FL 32810
Credentials
Series 63, Series 65
Industry experience
7 years
Client services
Based on Charles Schwab
Financial planning
Selection of other advisers
Wrap fee program sponsor and financial planning advisor referral program
Wrap fee program sponsor and financial planning advisor referral program
Location
70 S. Keller Road
Orlando, FL 32810
Most active in
Anthony C has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Work history
Charles Schwab
2025 - Present (1 year)
Charles Schwab Bank, SSB
2025 - Present (1 year)
Cambridge Corporate Services
2024 - 2025 (1 year)
RM Investment Strategies, LLC
2024 - 2024 (1 year)
Unemployed
2023 - 2024 (1 year)
Severin Investments, LLC
2022 - 2024 (2 years)
Morgan Stanley
2022 - 2023 (1 year)
New York Life
2019 - 2022 (3 years)
New York LIfe Insurance Co.
2018 - 2019 (1 year)
NYLIfe Securities, LLC
2018 - 2019 (1 year)
Cambridge Corporate Services
2014 - 2018 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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