Advisor at Estate & Retirement Strategies LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Estate & Retirement Strategies LLC
Location
Tempe, AZ 85283
Credentials
CFP®, Series 63, Series 65
Industry experience
23 years
Annette Bau is a CFP® professional with over 23 years of industry experience. She is the principal of Estate & Retirement Strategies LLC, an independent advisory firm she has led since 1996. She also operates MillionaireSeries.com, an education and certification platform offering workshops and publications related to financial freedom and self-improvement. Estate & Retirement Strategies LLC serves individual clients, including business owners, professionals, and those who are divorced, widowed, or retired. The firm provides comprehensive financial planning and investment management, emphasizing detailed data gathering, estate-planning coordination, and a combination of direct and third-party investment solutions.
Based on Estate & Retirement Strategies LLC
Based on Estate & Retirement Strategies LLC
Project fees or fixed fees quoted on a project-by-project basis for workshops and speaking engagements.
1.50% annually
Commissions and trailing commissions on insurance products sold; commissions offset fees charged for annuity and insurance product setup and placement.
$297 to $450 per hour for financial planning advisory services; $497 per hour for terminated or transferring clients; $77 to $227 per hour for administrative staff.
Monthly fee for Altruist One program (amount varies; details in Altruist One Terms of Use).
Account minimum: $100,000 Fee-only: Hourly fees ranging from $297 to $450 per hour for financial planning advisory services; $497 per hour for terminated or transferring clients; $77 to $227 per hour for administrative staff services.
2233 W Baseline Rd, Ste 103
Tempe, AZ 85283
Arizona
MillionaireSeries.com
2005 - Present (21 years)
Estate & Retirement Strategies LLC
1996 - Present (30 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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FMT Investment Advisory
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