Advisor at Aegis Capital Corp.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Aegis Capital Corp.
Location
Sarasota, FL 34239
Credentials
Series 66
Industry experience
15 years
Andrew Peters is a financial advisor at Aegis Capital Corp. in Sarasota, FL, holding a Series 66 credential with 15 years of industry experience. He has been with Aegis Capital Corp. since 2015. Outside of his advisory role, Peters serves as a trustee for Faith Baptist Church of Sarasota, where he helps manage the church budget and ensures compliance with bylaws. Aegis Capital Corp. provides investment advisory and brokerage services to individual investors, retirement and benefit plans, trusts, estates, and corporate clients. The firm offers both discretionary and non-discretionary account options and access to managed account programs through RBC and AXOS platforms.
Based on Aegis Capital Corp.
$0 - $250,000: Up to 3.00% (if most transaction costs charged to Adviser) or up to 2.50% (if most transaction costs charged to client) $250,001 - $1,000,000: Up to 2.75% (if most transaction costs charged to Adviser) or up to 2.25% (if most transaction costs charged to client) $1,000,001+: Up to 2.50% (if most transaction costs charged to Adviser) or up to 2.00% (if most transaction costs charged to client)
Hourly fees may be charged for financial planning engagements; initial meeting is free. Specific hourly rates not stated.
3220 S Tamiami Trail
Sarasota, FL 34239
Alabama · California · Connecticut · Florida · Indiana · Maine · Maryland · Michigan · Minnesota · Ohio · Pennsylvania · Wisconsin
Aegis Capital Corp
2015 - Present (11 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
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