Advisor at Northrock Partners, LLC
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Firm
Northrock Partners, LLC
Location
Valparaiso, IN 46383
Credentials
Series 66
Industry experience
10 years
Andrew Dunbar is a financial advisor at NorthRock Partners, LLC with 10 years of industry experience. He holds a Series 66 designation and previously worked at Ameriprise Financial Services, Inc. and Ameriprise Financial Services, LLC for a combined 12 years. NorthRock Partners serves individuals, trusts, estates, charitable organizations, corporations, and private funds through a wrap-fee wealth management program that includes financial planning, portfolio management, retirement plan consulting, and non-investment Personal Office® services. The firm emphasizes a holistic, asset-allocation driven approach with diversification and ongoing manager due diligence, and it offers tax planning, bill-pay services, and charitable consulting.
Based on Northrock Partners, LLC
Investment consulting to participant directed retirement plans may be charged flat fees from $500 to $10,000 depending on scope of service
$0 - / unspecified: 0.50% - 1.25% per annum (Program Fee varies by size, nature, and complexity) Assets custodied at Schwab and Fidelity managed directly by Firm - / unspecified: 0.75% - 1.50% per annum (includes 0.25% to cover brokerage and servicing costs)
Performance fees charged related to pooled investment funds, varying between 0.85% - 1.10% per annum, potentially resulting in total fees up to 1.5% - 2.35% per annum; may charge performance-based fees in future
Minimum fee: Minimum Program Fee of $5,000 per year, waivable at Firm's discretion Fee-only: Fixed negotiated rates or combination of fixed and asset-based fees (Program Fee)
260 Franklin Street
Valparaiso, IN 46383
Illinois · Indiana · Texas
NorthRock Partners
2026 - Present (1 year)
Ameriprise
2020 - 2026 (6 years)
Ameriprise Financial Services, Inc.
2014 - 2020 (6 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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