Advisor at O'Shaughnessy Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Stamford, CT 06902
Credentials
Series 65
Industry experience
6 years
Andrew Iles is a financial advisor at O'Shaughnessy Asset Management, LLC with six years of industry experience. He holds a Series 65 credential and has worked at O'Shaughnessy since 2018. Prior to his advisory career, he was involved in professional hockey with the ECHL/AHL and the Fife Flyers. Iles is also a co-founder and minority shareholder of In-Game Technologies Inc., a business unrelated to investment management. O'Shaughnessy Asset Management is a quantitative institutional discretionary investment manager serving individual investors, financial advisers, and institutional clients. The firm employs a systematic, model-driven investment process based on empirical research and offers customizable platforms and managed options overlays while maintaining client relationships through investment professionals.
Based on O'Shaughnessy Asset Management, LLC
May charge flat fees at discretion based on criteria; details not specified.
$0 - $25,000,000: 0.85% (Small Cap Growth strategy) $25,000,001 - $100,000,000: 0.75% on next $75MM (Small Cap Growth strategy) $100,000,001+: 0.60% over $100MM (Small Cap Growth strategy) $0 - $50,000,000: 0.80% on first $50MM (Small Cap Value strategy) $50,000,001 - $100,000,000: 0.75% on next $50MM (Small Cap Value strategy) $100,000,001+: 0.70% over $100MM (Small Cap Value strategy) $0 - $25,000,000: 0.65% on first $25MM (Small – Mid Cap Growth strategy) $25,000,001+: 0.60% over $25MM (Small – Mid Cap Growth strategy) $0+: 0.92% (Small Cap Opportunity strategy) $0+: 0.70% (International ADR strategy) $0 - $100,000,000: 0.90% on first $100MM (International Small Cap Value strategy) $100,000,001 - $200,000,000: 0.85% on next $100MM (International Small Cap Value strategy) $200,000,001+: 0.80% over $200MM (International Small Cap Value strategy) $0+: 1.15% (International Microcap strategy) $0+: 1.10% (Microcap strategy) $0 - $25,000,000: 0.60% on first $25MM (All Cap Core strategy) $25,000,001+: 0.55% over $25MM (All Cap Core strategy) $0 - $25,000,000: 0.70% on first $25MM (Enhanced Dividend strategy) $25,000,001+: 0.65% over $25MM (Enhanced Dividend strategy) $0 - $25,000,000 (CAD): 0.55% on first $25MM (CAD) (Canadian Equity strategy) $25,000,001 - $100,000,000 (CAD): 0.45% on next $75MM (CAD) (Canadian Equity strategy) $100,000,001+: 0.35% over $100MM (CAD) (Canadian Equity strategy) $0+: 0.90% (Emerging Markets Core ADR strategy) $0+: 0.55% (U.S. Large Cap Defensive Stability strategy) $0+: 0.70% (Developed Markets ADR Defensive Stability strategy) $0+: 0.90% (Emerging Markets ADR Defensive Stability strategy) $0+: 0.70% (International ADR Defensive Stability strategy) $0 - $25,000,000: 0.55% on first $25MM (Market Leaders Value strategy) $25,000,001 - $100,000,000: 0.45% on next $75MM (Market Leaders Value strategy) $100,000,001+: 0.35% over $100MM (Market Leaders Value strategy) $0+: 0.65% (Market Leaders Value – Canvas® Tax Managed) $0+: 0.55% (U.S. High Dividend Yield Large Cap strategy) $0+: 0.55% (U.S. Dividend Growth V Large Cap strategy) $0+: 0.65% (U.S. SMID Dividend Growth V strategy) $0+: 0.70% (International Dividend Growth V ADR strategy) $0+: 0.35% (Franklin Templeton US Top 100 Equal Weighted – Canvas® Tax Managed) $0+: 0.375% (US Large Cap Passive strategy) $0+: 0.35% (Health Care Sector strategy) $0+: 0.60% (ClearBridge Large Cap Growth – Canvas® Tax Managed) $0+: 0.55% (Cloud Tech Thematic strategy) $0+: 0.15% to 1.10% (CANVAS® service fee range) $0 - $25,000,000: 0.45% (Canvas Managed Options Strategies first $25MM) $25,000,001 - $50,000,000: 0.35% (Canvas Managed Options Strategies next $25MM) $50,000,001 - $75,000,000: 0.25% (Canvas Managed Options Strategies next $25MM) $75,000,001+: 0.20% (Canvas Managed Options Strategies over $75MM)
Performance-based fees charged at client request; inconsequential part of business; specifics not detailed in brochure.
Account minimum: $250,000 for individuals introduced by brokers and financial consultants; $10,000,000 for institutions (subject to discretionary modification)
100 First Stamford Place
Stamford, CT 06902
Connecticut
O'Shaughnessy Asset Managment, LLC
2018 - Present (8 years)
Unemployed
2018 - 2018 (1 year)
Fife Flyers
2017 - 2018 (1 year)
ECHL/AHL
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®
Mamaroneck, NY
Sparrow Wealth Management
Deirdre Smith is a CFP® professional with experience at Capital Group, Elodie Wealth, and Sparrow Wealth Management, where she has worked since 2025. She is based in Mamaroneck, NY. Sparrow Wealth Management is a registered investment adviser serving individuals and high-net-worth clients with discretionary and non-discretionary investment management and financial planning. The firm’s approach combines asset allocation based on Modern Portfolio Theory and fundamental analysis, blending passive and active investments while incorporating tax considerations and ESG screens upon client request.
Series 63, Series 65
Norwalk, CT
Euclid Harding, LLC
Brian Lasher is a financial advisor at Euclid Harding, LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at CIG Securities, CIG Asset Management Inc., CIG Capital Advisors, Rueone Investments, and Federal St. Partners. Outside of his advisory role, he maintains a fixed insurance sales and service business. Euclid Harding provides comprehensive financial planning and discretionary portfolio management to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a strategic asset-allocation approach across a diversified range of securities and offers specialized services including ERISA 3(21) retirement-plan advisory.
CFP®, CFA®
White Plains, NY
FMD Wealth Advisors LLC
Fabian Degen is a CFP® and CFA® credentialed advisor with one year of industry experience. He is the sole advisor at FMD Wealth Advisors LLC, an independent firm located in White Plains, NY. Prior to founding his firm, he worked for 16 years at DWS Group. In addition to his advisory role, he performs seasonal tax preparation work with H&R Block. FMD Wealth Advisors is a fee-only independent registered investment adviser serving individual and high-net-worth clients. The firm offers wealth management, investment management, and financial planning services, typically utilizing low-cost mutual funds and ETFs within a process that combines fundamental and technical analysis for long-term portfolio construction.
CFA®
Stamford, CT
Tadpole Investments LLC
Gabriel Nardi is a CFA® charterholder based in Stamford, CT, currently serving as the sole advisor at Tadpole Investments LLC. He has prior experience at Third Avenue Management and BlazeRidge LLC. Outside of his advisory work, he is the founder of a software company developing a web-based application to assist book authors. Tadpole Investments LLC provides discretionary portfolio management and financial planning services to individual and high-net-worth clients. The firm employs cyclical, fundamental, and quantitative analysis with a range of trading strategies, including performance-based fee arrangements for qualified clients.
CFP®, Series 63
White Plains, NY
Financial Planning Associates, LLC
Series 66
Westport, CT
Blue Keel Financial Planning
Charles Shipman is a financial advisor at Blue Keel Financial Planning in Westport, CT, with 13 years of industry experience. He holds a Series 66 designation and has been with Blue Keel Financial Planning since 2014. In addition to his advisory work, he is involved in a music royalty business, Lakshmi Puja Music Ltd, which he has operated since 2006. Blue Keel Financial Planning serves individual clients, small businesses, and trusts, offering financial planning, portfolio management, and business consultation. The firm employs a Core + Satellite investment approach, combining low-cost indexed core holdings with actively managed satellite positions tailored to client goals and risk tolerance, and provides educational workshops and business-management services alongside its investment offerings.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")
