Advisor at Independent Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Independent Financial Group, LLC
Location
Sedona, AZ
Credentials
Series 66
Industry experience
3 years
Alexander Kozak is a financial advisor at Independent Financial Group, LLC with three years of industry experience. He holds a Series 66 designation and has worked at Independent Financial Group and Red Valley Financial since 2022. Outside of finance, Kozak is involved in custom artwork, painting, graphic design, laser engraving, and 3D printing through his work with AleckozakArt and Bottom Table Tokens. He also serves as a member of the Cody Carter Disability Panel on Trust. Independent Financial Group, LLC is a dual-registered broker-dealer and SEC-registered investment adviser serving individuals, charities, corporations, and plan sponsors. The firm offers a range of brokerage, portfolio management, financial planning, and retirement plan services, delivering advisory programs through its AccessPoint platform and third-party asset managers.
Based on Independent Financial Group, LLC
Based on Independent Financial Group, LLC
Flat fees for financial planning and consulting services; negotiable and specified in Financial Planning/Consulting Agreement.
$0 - $250,000: 2.00% maximum Advisor Fee + 0.16% Program Fee $250,000 - $500,000: 2.00% maximum Advisor Fee + 0.12% Program Fee $500,000 - $1,000,000: 2.00% maximum Advisor Fee + 0.10% Program Fee $1,000,000 - $2,000,000: 2.00% maximum Advisor Fee + 0.06% Program Fee $2,000,000 - $5,000,000: 2.00% maximum Advisor Fee + 0.05% Program Fee $5,000,000+: 2.00% maximum Advisor Fee + 0.04% Program Fee
Commissions earned by IARs when acting as registered representatives for brokerage services outside advisory programs.
Hourly financial consulting fees, collected in advance or arrears; negotiable and specified in Financial Planning/Consulting Agreement.
Subscription-based fees for financial planning programs, stated in the Financial Planning/Consulting Agreement, paid monthly or quarterly.
Account minimum: $2,000 to $100,000 depending on program; specific minimums include $5,000 for AccessPoint Models, $25,000 for AccessPoint Advisor Portfolios, $2,000 manager dependent for Fund Strategist Portfolios, $100,000 for Separately Managed Accounts, $50,000 for Unified Managed Accounts, $25,000 for AP Client, $50,000 for CAM Client Schwab, no minimum for Retirement Plan Services (RPS) Fee-only: Hourly rates, flat fees, and subscription billing for financial planning and consulting services; fees are negotiable and detailed in Financial Planning/Consulting Agreement.
Sedona, AZ
Arizona · Texas
Independent Financial Group, LLC
2022 - Present (4 years)
Red Valley Financial
2022 - Present (4 years)
Bottom Table Tokens
2021 - Present (5 years)
Alec Kozak Art
2020 - Present (6 years)
Second Star Games
2017 - 2018 (1 year)
TravelQuest International
2014 - 2020 (6 years)
Kozak Komiks, LLC
2008 - Present (18 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Cornville, AZ
Guardian Capital Group LLC
Series 63, Series 65
Sedona, AZ
Trust Advisory Group Ltd
CFP®, Series 66
Sedona, AZ
Uptick Partners, LLC
Series 63, Series 66
Cottonwood, AZ
RFG Advisory, LLC
Series 63, Series 65
Sedona, AZ
Farther
Series 63, Series 65
Munds Park, AZ
AE Wealth Management, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")