Advisor at AL Locy Financial Services LLC
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Firm
AL Locy Financial Services LLC
Location
Lodi, CA 95242
Credentials
Series 63
Industry experience
3 years
Albert Locy is the sole advisor at AL Locy Financial Services LLC in Lodi, CA, holding a Series 63 designation with three years of industry experience. He has operated AL Locy Financial Services since 1989. Outside of advising, he provides tax preparation services. AL Locy Financial Services LLC offers discretionary asset and portfolio management to individuals, high-net-worth clients, families, trusts, estates, and charitable institutions. The firm customizes investment strategies based on client goals and allows written investment restrictions without imposing formal account minimums.
$0 - $500,000: 1.25% $500,000.01 - $1,250,000: 1.00% $1,250,000.01 - $4,000,000: 0.75% $4,000,000.01+: 0.50%
Investment Advisor Representatives receive external compensation from sales of investment related products such as insurance.
1300 W Lodi Ave, Suite A 10
Lodi, CA 95242
Texas
Al Locy Financial Services
1989 - Present (37 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Series 65
Stockton, CA
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CFP®, Series 63
Stockton, CA
DKM Wealth Management, Inc.
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