Advisor at Colville Wealth Advisory, LLC
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Firm
Colville Wealth Advisory, LLC
Location
Charlotte, NC 28211
Credentials
Series 63, Series 66
Industry experience
24 years
Alan Simpson, Jr. is a financial advisor at Colville Wealth Advisory, LLC in Charlotte, NC, with 24 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Signator Investors, Inc. and Transamerica Financial Advisors, Inc. He also operates a CPA practice providing tax and business advisory services and is a licensed real estate broker. Colville Wealth Advisory offers discretionary portfolio management and limited financial planning to individuals, high-net-worth clients, trusts, estates, and corporate clients. The firm develops tailored Financial Profiles and Investment Plans, implementing them on a discretionary basis using mutual funds, ETFs, and selected bonds and equities, with a focus on fundamental analysis and regular account reviews.
$0 - $250,000: 1.25% $250,001 - $500,000: 0.95% $500,001 - $1,000,000: 0.90% $1,000,001 - $3,000,000: 0.70% $3,000,001 - $6,000,000: 0.54% $6,000,001 - $8,000,000: 0.48% $8,000,001+: 0.32%
1901 Roxborough Road, Suite 101
Charlotte, NC 28211
North Carolina · Texas
Colville Wealth Advisory, LLC
2018 - Present (8 years)
Signator Investors, inc.
2016 - 2017 (1 year)
Transamerica Financial Advisors, Inc.
2009 - 2016 (7 years)
Alan R.. Simpson, Jr. CPA
1988 - Present (38 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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