Advisor at Retirement Income Strategies Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Retirement Income Strategies Inc.
Location
Palm Beach Gardens, FL 33418
Credentials
Series 63, Series 65
Industry experience
32 years
Alan Neese is a financial advisor at Retirement Income Strategies Inc. in Palm Beach Gardens, FL, with 32 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Kovack Advisors, Kovack Securities, and Voya Financial Advisors. In addition to his advisory role, he serves as president and licensed insurance agent at Sure Foundations International, dedicating part of his time to insurance-related activities. Retirement Income Strategies Inc. is an independent advisory firm offering discretionary asset management and tailored investment programs to individuals, high-net-worth clients, trusts, business owners, and estates. The firm employs fundamental analysis and strategic asset allocation, with portfolios reviewed and rebalanced quarterly based on client goals and market conditions.
$0 - $5,000,000: 1.00% annually Over $5,000,000+: 0.75% annually
Investment Advisor Representatives receive commissions from sales of insurance products separately from advisory fees.
4500 Pga Boulevard, Suite 201
Palm Beach Gardens, FL 33418
Florida
Retirement Income Strategies Inc.
2022 - Present (4 years)
Kovack Advisors, Inc.
2019 - 2022 (3 years)
Kovack Securities, Inc.
2019 - 2022 (3 years)
Sure Foundations International, Inc.
2013 - Present (13 years)
Voya Financial Advisors, inc.
2007 - 2019 (12 years)
Voya Financial Advisors, inc.
2002 - 2019 (17 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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