Advisor at Mollot & Hardy, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Mollot & Hardy, Inc.
Location
Amherst, NY 14228
Credentials
CFP®, ChFC®, Series 63
Industry experience
49 years
Alan Mollot is a CFP® and ChFC® with 49 years of industry experience. He is a principal at Mollot & Hardy, Inc., where he has worked since 2008, and previously held roles at FSC Securities Corporation and Osaic Wealth, Inc. Outside of his advisory work, Mollot serves as president of the Forum Club, a social organization based in Buffalo, NY. Mollot & Hardy, Inc. provides investment management, financial planning, and retirement-plan services to individual and high-net-worth clients as well as retirement plan sponsors. The firm manages approximately $73.2 million in assets and offers portfolio management, fiduciary consulting, and written financial plans, utilizing mutual funds, ETFs, and third-party sub-advisers through platforms like Osaic Wealth.
Based on Mollot & Hardy, Inc.
Based on Mollot & Hardy, Inc.
Fixed annual retirement plan sponsor fees up to $10,000, negotiable based on plan complexity and services.
$0 - $500,000: 1.65% $500,001 - $1,000,000: 1.05% $1,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.85% $10,000,001 - $15,000,000: 0.70% $15,000,001 - $20,000,000: 0.60% $20,000,001+: 0.50%
Commission-based accounts available through Osaic Wealth, Inc., with commissions and 12b-1 fees earned by registered representatives.
Account minimum: $250,000 Fee-only: Annual investment advisory fees ranging generally from 1.00% to 2.50% inclusive of third-party platform and sub-adviser fees; fees are negotiable and can be blended or a single rate.
646 N. French Rd, Suite 9
Amherst, NY 14228
New York · North Carolina
OSAIC
2023 - Present (3 years)
FSC securities corporation
2009 - 2023 (14 years)
Mollot & Hardy Inc.
2008 - Present (18 years)
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Is active or affiliated with:
Insurance agent
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Fund sponsor
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Accountant / CPA / tax prep
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Lawyer
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Real estate agent
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Other specialized services
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