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Adrian Hall

Advisor at LPL Financial

Updated today

Location

Lottsburg, VA

Credentials

Series 66

Industry experience

8 years

About

Adrian Hall is a financial advisor with LPL Financial in Lottsburg, VA, holding a Series 66 designation and eight years of industry experience. His prior work includes roles at Sonabank and Financial Management Inc. He is also involved with Financial Management Inc., a DBA related to his LPL business. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, and institutions, offering a wide range of investment solutions supported by an in-house research team and multiple service delivery options.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

Lottsburg, VA

Most active in

Virginia

Work history

LPL Financial

2018 - Present (8 years)

Financial Management Inc.

2018 - Present (8 years)

Sonabank

2017 - 2018 (1 year)

UnEmployed

2016 - 2017 (1 year)

LPL Financial

2015 - 2016 (1 year)

Financial Management Inc.

2014 - 2016 (2 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John L

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Charitable giving & philanthropy Retirement withdrawal strategies Options & derivatives strategies Wealth management
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William M

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Heathsville, VA

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William Mullins is a financial advisor with Interactive Financial Advisors, holding Series 63 and Series 66 credentials and 19 years of industry experience. His prior roles include positions at Fortune Financial Services, Brooklight Place Securities, Inc., Pinnacle Financial Planning, LLC, and Gwn Securities Inc. Outside of his advisory work, he is the varsity head soccer coach for Northumberland County Public School. Interactive Financial Advisors serves individuals, pension and profit-sharing plans, trusts, estates, and charitable organizations, providing portfolio management, financial planning, and advisory consulting. The firm employs asset-allocation models spanning conservative to aggressive objectives, primarily using ETFs and mutual funds, and integrates Modern Portfolio Theory and risk profiling tools in its investment approach.

Annuities Long-term care insurance College savings (529s, UTMA, etc.)
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Adam G

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Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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Christopher S

Series 63, Series 65

Lottsburg, VA

Wells Fargo Clearing

Christopher Spearman is a financial advisor with Wells Fargo Clearing, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors, LLC from 2014 to 2016. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans, offering both discretionary and non-discretionary services. The firm’s advisory approach is IPS-driven and rooted in modern portfolio theory, with a notable inclusion of insurance-related vehicles and bank deposit sweep options among its investment offerings.

Retired Founder/Business Owner
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R. B

Series 63, Series 65

Warsaw, VA

Mass Mutual Investors Services

R. Brann is a financial advisor with Mass Mutual Investors Services in Warsaw, VA, holding Series 63 and Series 65 credentials and 26 years of industry experience. He has been with MML Investors Services and Mass Mutual Life Insurance Company since 2003. Outside of his advisory role, he serves as a softball coach at Rappahannock Community College and is president of the Northern Neck Rage girls fastpitch softball organization. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers ongoing financial planning, asset management, and educational seminars, structuring planning engagements as annual, collaborative relationships that use firm-approved software to analyze client goals and deliver written recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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