Adam Duong
Advisor at Adam Capital
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Adam Duong is the sole advisor at Adam Capital, an independent firm based in Atlanta, GA. He holds a Series 65 designation and has seven years of industry experience, including a prior role at Hill Phoenix Inc. before founding Adam Capital in 2016. Adam Capital provides investment advisory services to individuals and private investment funds, offering discretionary portfolio management and a private limited partnership vehicle. The firm employs tailored equity, ETF, and investment company securities strategies using charting, fundamental, tactical, and cyclical analysis, with ongoing monitoring and account reviews.
Expertise
Based on Adam Capital
Private / alternative investments
Active portfolio management
Options & derivatives strategies
Fee options
$100,000 - $500,000: 1.30% $500,001 - $1,000,000: 1.20% $1,000,001 - $10,000,000: 1.10% Over $10,000,000+: 1.00%
20% of realized/unrealized gains above a hurdle rate of CPI + 3%, calculated annually with a high-water mark.
Account minimum: $100,000
Location
Atlanta, GA
Most active in
Adam D has reported serving >5 clients in these states in the last 12 months.
Georgia
Work history
Adam Capital
2016 - Present (10 years)
Hill Phoenix Inc
2015 - 2016 (1 year)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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David L
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Atlanta, GA
Littlefield Asset Management, Inc.
Daniel D
CFA®, Series 66
Atlanta, GA
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